Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

…

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.20 Submission of recovery plans and information for resolution plans

BIPRU 7.2 Interest rate PRR

FEES 1.1 Application and Purpose

SUP 5.3 Policy on the use of skilled persons

SYSC 5.1 Skills, knowledge and expertise

DTR 5.7 Notification of combined holdings

SUP 18.1 Application

LR 1.2 Modifying rules and consulting the FCA

IFPRU 3.1 Base own funds requirement

SUP 8.6 Publication of waivers

PERG 2.3 The business element

COBS 11.4 Client limit orders

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation