Search Result

301 - 320 of 1223 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees