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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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