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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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Similar To

APER 3.1 Introduction

COCON 2.3 Firms: training and breaches

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 2.1 Introduction

SUP 10A.6 FCA governing functions

COLL 6.2 Dealing

CASS 11.3 Responsibility for CASS operational oversight

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

LR 8.3 Role of a sponsor: general

MAR 9.3 Notification and information

REC 2.3 Financial resources

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy