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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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