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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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