Search Result

561 - 580 of 1607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose