Search Result

461 - 480 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms