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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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