Search Result

421 - 440 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies