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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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FEES 13.2 The IML levy

LR 7.2 The Listing and Premium Listing Principles

CONC 13.1 Application

COBS 3.5 Professional clients

SUP 16.11 Product Sales Data Reporting

SUP 3.1 Application

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

TC 2.1 Assessing and maintaining competence

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

PERG 6.4 Limitations of this guidance

SUP 1A.1 Application and purpose

PERG 5.13 Appointed representatives

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)