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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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