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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 10A.14 Changes to an FCA-approved person's details

REC 2.13 Promotion and maintenance of standards

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

IPRU-INV 5.11 Position risk requirement

COBS 11.6 Use of dealing commission [deleted]

SUP 16.6 Compliance reports

SYSC 8.1 General outsourcing requirements

SUP 10C.12 Conditional and time-limited approvals

PERG 13.2 General

SUP 16.4 Annual controllers report

SUP 16.15 Reporting under the Electronic Money Regulations

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

SUP 15.4 Notified persons

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SYSC 4.3A Management body and nomination committee

CASS 1A.2 CASS firm classification

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 9.1 Application, introduction, approach and structure

SUP 10C.16 References and accurate information