Search Result

241 - 260 of 1468 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background