Search Result

121 - 140 of 1652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts