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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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