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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

CONC 6.6 Pawn broking: conduct of business

COBS 18.2 Energy market activity and oil market activity

EG 5.1 Settlement and the FCA – an overview

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 8.3 Use of the own-initiative powers in urgent cases

CASS 11.10 Payments to creditors

EG 9.6 Applications for variation or revocation of prohibition orders

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

DEPP 6A.1 Introduction

SUP 1A.1 Application and purpose

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

EG 2.2 Case selection and referral criteria

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)