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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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LR 9.8 Annual financial report

CASS 5.1 Application

CASS 1A.1 Application

SUP 16.13 Reporting under the Payment Services Regulations

PERG 8.37 AIFMD Marketing

EG 19.1 Introduction

SUP 14.8 Further guidance

EG 4.4 Appointment of additional investigators

SUP 3.5 Auditors' independence

EG 2.3 Case selection: Threshold Conditions cases

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy