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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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Similar To

EG 20.3 Decision making under the CCA Order

FEES 5.2 Introduction

SUP App 3.3 Background

LR 17.4 [deleted]

DTR 1.4 Suspension of trading

SUP 13.10 Applicable provisions

PERG 5.11 Other aspects of exclusions

REC 6.2 Applications

SUP 4.2 Purpose

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

REC 4.4 Complaints

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation