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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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Similar To

MCOB 2.8 Record keeping

CONC 2.5 Conduct of business: credit broking

LR 4.3 Approval and publication of listing particulars

SUP 13.11 Record keeping

EG 19.24 Cross-Border Payments in Euro Regulations 2010

REC 4.2F Information gathering power on FCA’s own initiative

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 1A.1 Application and purpose

SUP 6.5 Ending authorisation

FEES 10.1 Application, purpose and background

LR App 1.1 Relevant definitions

CASS 10.2 Core content requirements

SUP 5.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

REC 3.8 Financial and other information

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 15A.1 Application and notifications under EMIR

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

TC 2.1 Assessing and maintaining competence