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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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REC 3.16 Information technology systems

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

FEES 10.4 Relieving provisions

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IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

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EG 2.14 Legal review

DISP 3.1 Purpose, interpretation and application

DISP App 3.5 Re-assessing rejected claims at step 1

COND 1.1A Application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 13A.3 Qualifications for authorisation under the Act

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

SYSC 4.2 Persons who effectively direct the business

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

LR 17.3 Requirements with continuing application