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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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BIPRU 12.3 Liquidity risk management

COLL 6.9 Independence, names and UCITS business restrictions

GEN 7.2 Call charges

SUP 5.5 Duties of firms

PERG 8.32 Arranging deals in investments

FEES 11.1 Application, purpose and background

CONC 6.2 Assessment of creditworthiness: during agreement

SUP 15.6 Inaccurate, false or misleading information

MCOB 5A.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy