Search Result

1741 - 1760 of 1830 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values