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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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Effective Period

Similar To

PERG 2.7 Activities: a broad outline

SUP 18.2 Insurance business transfers

COND 2.3 Effective supervision

SUP 8.3 Applying for a waiver

EG 9.9 The effect of the FCA’s decision to withdraw approval

DEPP 6A.2 Deciding whether to take action

CREDS 8.3 Approved persons

DEPP 8.2 Use of the own-initiative variation of approval power: general

COND 1.3 General

FEES 3.2 Obligation to pay fees

SUP 4.3 Appointment of actuaries

EG 19.10 Enterprise Act 2002

SUP 10A.11 Minimising overlap with the PRA approved persons regime

REC 2.4A Management body

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 19.23 Electronic Money Regulations 2011

EG 19.34 Markets in Financial Instruments Regulations 2017

SUP 13A.3 Qualifications for authorisation under the Act

SYSC 4.3A Management body and nomination committee

SYSC 19A.3 Remuneration principles for IFPRU investment firms