Search Result

41 - 60 of 1371 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model