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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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MCOB 4.4A Initial disclosure requirements

COLL 11.5 Auditors

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 16.5 Annual Close Links Reports

PERG 8.4 Invitation or inducement

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 10C.16 References and accurate information

DTR 8.4 Continuing obligations

PERG 2.6 Specified investments: a broad outline

SUP 15.7 Form and method of notification

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation