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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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