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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PR App 1.1

As Published: 2005

PR App 1.1

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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