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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose