Search Result

601 - 620 of 1629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR App 2.1

As Published: 2005

LR App 2.1

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

APER 1.1A Application

As Published: 2015

APER 1.1A Application

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3