Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2B Exercise of passport rights by a UK RIE

EG 12.1 The FCA’s general approach

LR 1.1 Introduction

SYSC 4.3 Responsibility of senior personnel

SUP 11.1 Application

FIT 1.1 Application and purpose

IFPRU 4.14 Counterparty credit risk

FIT 1.3 Assessing fitness and propriety

CASS 5.3 Statutory trust

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 14.5 The ‘by-way-of-business’ test

FEES App 1 Annex 4 Glossary of definitions

SUP 11.4 Requirements on firms

MAR 1.1 Application and interpretation

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

DISP INTRO 1 Introduction

BIPRU 12.2 Adequacy of liquidity resources

SUP 10A.11 Minimising overlap with the PRA approved persons regime

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PERG 9.7 The investment condition: the 'reasonable investor'