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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing