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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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Effective Period

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

SUP 15.12 Ongoing alerts for retail adviser complaints

MCOB 10.4 Total charge for credit

LR 5.4 Restoring listing

EG 2.11 Senior management responsibility

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 2.9 Transaction recording

IFPRU 4.15 Credit risk mitigation

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 11.1 Application

EG 4.5 Notice of termination of investigations

EG 19.6 Regulated Activities Order 2001 (RAO)

IFPRU 6.3 Expectations relating to internal models

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 13.1 Preliminary

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation