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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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