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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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Similar To

PERG 14.5 The ‘by-way-of-business’ test

SUP 10A.15 References and accurate information

DTR 5.4 Aggregation of managed holdings

REC 6A.1 Exercise of passport rights by EEA market operator

MAR 4.4 Exceptions

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

PR 2.3 Minimum information to be included in a prospectus

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

CONC 1.2 Who? What? Where?

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 3.3 Appointment of auditors

PR 4.1 Use of languages

SUP 16.10 Verification of firm details

PR 5.5 Persons responsible for a prospectus

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation