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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'