Search Result

501 - 520 of 1766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction