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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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Similar To

ICOBS 6.1 General

MAR 1.4 Unlawful disclosure

CREDS 8.2 Reporting requirements

COLL 9.4 Facilities in the United Kingdom

MCOB 4.10 Home purchase plans: sales standards

SUP 14.3 Changes to cross border services

MCOB 8.3 Application of rules in MCOB 4

LR 16.4 Requirements with continuing application

REC 2.8 Settlement and clearing facilitation services

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

DTR 1A.2 Modifying rules and consulting the FCA

RCB 4.2 Enforcement powers and penalties

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy