Search Result

461 - 480 of 1493 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1