Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13A.2 EEA firms and Treaty firms

IFPRU 7.1 Application

PERG 5.2 Introduction

MAR 9.1 Application, introduction, approach and structure

DEPP 6A.1 Introduction

SUP 16.11 Product Sales Data Reporting

SUP 13.11 Record keeping

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SYSC 1.1A Application

SUP 16.2 Purpose

EG 19.35 Data Reporting Services Regulations 2017

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 15.5 Core information requirements

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

DEPP 6.5D Serious financial hardship

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

CASS 1.4 Application: particular activities

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 11.3 Requirements on controllers or proposed controllers under the Act