Search Result

361 - 380 of 1273 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables