Search Result

321 - 340 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements