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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

COBS 18.11 Authorised professional firms

PERG 7.7 Post-certification issues

REC 3.14 Products, services and normal hours of operation

PERG 14.8 Financial promotions

CONC 6.8 Post contract business practices: credit brokers

PERG 15.5 Negative scope/exclusions

SUP 13.6 Changes to branches

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

MCOB 5.5 Provision of illustrations

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

IPRU-INV 9.2 GENERAL REQUIREMENTS

COBS 2.4 Agent as client and reliance on others

CASS 5.8 Safe keeping of client's documents and other assets

REC 5.2 Application process

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COBS 11.6 Use of dealing commission [deleted]

COLL Appendix 1EU KII Regulation