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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary