Search Result

61 - 80 of 1441 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings