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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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