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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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