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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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PR App 1.1

As Published: 2005

PR App 1.1

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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