Search Result

361 - 380 of 1440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose