Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 7.2 The CFEB levy

SUP 16.7A Annual report and accounts

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

REC 2.16B Operation of a data reporting service

SUP 1A.1 Application and purpose

PERG 8.6 Communicate

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy